Seismic Vulnerability and Damage Speedy Estimation of an Urban Sector within the Municipality of San Potito Sannitico (Caserta, Italy)

1. STATE-OF-THE ART

The Italian historical centres are made up of masonry building aggregates characterised from an articulated genesis occurred during the centuries due to multiple factors, such as construction sequence, change of materials and variation of needs, as well as the relationship between the aggregation of building materials and both the morphological evolution of the urban system and the major events that have influenced the typological aspects of historical buildings. Therefore, the historical centres describe the image of a city, representing the historical memory of the ancient art of building.

In the framework of a comprehensive study on the seismic risk of historical centres, large attention should be paid to the assessment of the vulnerability of constructions (V), of the seismic hazard (H) and of the exposure (E), the latter representing the number of assets (economic damages, damaged constructions and loss of human lives) exposed to risk.

About vulnerability (V), it is of fundamental importance for the historical centres preservation, the most comprehensive knowledge of the built-up that should be based on survey operations and historical and experimental research studies.

Generally, masonry buildings were built on the experience gained over the centuries for the construction of similar structures; nevertheless, ordinary buildings located in the historical centres are often made of different quality masonries and constructive details that can highlight deficiencies with respect to safety conditions against seismic actions. In fact, the lack of appropriate connections among walls and between floors and walls led, in case of earthquake, to the modification of the pressure curve induced by the vertical loads, so resulting in the formation of cracks which, in severe cases, can produce the partial or total collapse of buildings.

Significant studies [1] have focused on the identification of typical seismic vulnerability of historic masonry buildings based on the observation of damages deriving from past earthquakes which affected the historical centres.

During this analysis process, particular attention should be paid to the building aggregates, since when different structural units are placed in continuity with each other to the possible interactions resulting from their structural contiguity, which could be based on either shared walls or walls simply placed alongside one another, should be taken into account. Moreover, the presence of both staggered floors and buildings with different heights represents further interaction factors among structural units to be considered.

Unfortunately, several past studies concerned the behaviour of isolated structural units rather than the entire aggregates one. A correct analysis procedure should be instead based on the evaluation of the seismic behaviour of whole building compounds which, from the structural point of view, are made of constructions arranged according to complex plan and in elevation patterns, strongly interacting with each other when subjected to seismic actions [2, 3].

It is, therefore, fundamental to determine preliminarily the aggregate Structural Units (S.U.), that is individual behavioural units of the masonry compound to be inspected [4]. Moreover, in order to examine in detail the seismic behaviour of buildings in the historical centres, the entire aggregate should be examined taking into account both the unified structural behaviour of constitutive units against static and dynamic actions and the spatial connections among adjacent buildings. The S.U. must be identified on the basis of the building system shape which they belong to and they can be composed of one or more housing units. In any case, S.U. must have continuity in elevation for the transmission of vertical loads and they must be separated from adjacent buildings made, for example, of different structural types or erected in different ages with different materials. Among the structural interactions with the adjacent buildings, one must consider the vertical and horizontal actions deriving from staggered floors or from the adjacent walls of near S.U. Furthermore, the counteracted pressures generated by vaults belonging to neighbouring S.U. on shared walls and the pressures coming from contrast arches or tie rods anchored on other buildings which, in case of earthquakes, can induce the failure of walls should be considered. In particular, after the seismic event, the masonry buildings, according to their characteristics, can undergo local or global collapses. Two different types of failure mechanisms, namely first-order mechanisms (overturning, vertical arch effect, horizontal arch effect and corner overturning as the main mechanisms) and second order ones (diagonal shear, sliding shear and compression-bending), can affect masonry walls. The Italian Technical Code [2] and the related Ministerial Circular [5] indicate that the seismic safety evaluation of existing masonry buildings (Section C8.7.1.1) should be performed with reference to both the overall seismic behaviour and the local collapse mechanisms.

The mechanisms interested either individual masonry walls or larger portions of the building and they are promoted by the absence or ineffectiveness of the connections among walls and between walls and horizontal structures. The presence of crack patterns and damage produced by past earthquakes provide an effective indication for a correct prediction of incipient collapse mechanisms. The individuation of significant collapses for buildings is so accomplished primarily through the search for disconnections, already detected or appearing in masonry structures due to seismic actions, which identify macro elements, considered as more or less extensive portions of walls that, when made of adequate quality masonry, behave monolithically and are susceptible to instability. As a consequence, it is clear that the examination of the seismic behaviour and possible collapse conditions of an existing masonry building cannot be done without a careful assessment of the above structural features. Therefore, the building geometrical configuration, the masonry type and quality, the effectiveness of connections among both vertical resistant elements and between walls and horizontal structures, the actions exerted on the structural elements, recognising unfavourable equilibrium conditions (presence of unopposed pressures), the possible degradation state, the crack pattern and the possible interaction with both adjacent structures and ground should be taken into account.

In the past decades, different vulnerability assessment methods for buildings grouped in compounds, distinguished as large scale analyses [6-12] and refined ones [13-19] were developed.

Instead, the seismic hazard (H) is dependent on both the event physical characteristics and the geological characteristics of the area in which the event occurs: the higher is the frequency and intensity of events characterising geographical area, the greater is the hazard. In view of seismic risk mitigation, these analyses should be performed on whole regional or urban areas and, therefore, on a large number of buildings and infrastructures. An effective strategy for mitigation of seismic risk depends on either the adequate assessment of seismic hazard or the determination of the ground motion properties associated with future earthquakes, in terms of displacement, velocity or acceleration. In fact, the seismic hazard is related to a natural phenomenon typically aleatory in terms of occurrence probability and frequency, which can affect areas with different geological characteristics [20]. The techniques used for the estimation of the hazard are probabilistic methods and deterministic ones. The probabilistic methods for seismic hazard assessment are based on the information delivered by the seismic history of a site, they providing the probability rate that the soil motion exceeds a certain limit within a predetermined time interval. In this sense, therefore, the seismic hazard (H) represents the probability measure (P) of the severity degree of earthquakes, expressed for example by the intensity parameter (I), which may occur at a given site during a specified time interval. Contrary, the deterministic approaches for seismic hazard assessment are based on ground motion modelling by creating synthetic seismograms, considering only the maximum events listed in the historic catalogue, which were the most dangerous. Basically, with this method, the area is discretised into a grid composed of the so-called cells. At the centre of each cell is given a type of seismic source, determined by considering the maximum magnitude observed in the epicentre area of ​​that cell considered.

Based on these premises, many studies for the risk assessment of historic urban area were developed [21-27].

In the current paper the vulnerability assessment of a large part of the historical centre of San Potito Sannitico, placed in the district of Caserta, is presented as initial stage of a more wide study having the final goal to evaluate the seismic risk of the whole urban built-up investigated.

2. THE VULNERABILITY FORM

Aiming at implementing a speedy seismic evaluation procedure for masonry aggregates, the starting point has been represented by the Benedetti e Petrini’s methodology [28], widely used in the past as a quick technique based on collecting into an appropriate form some information on single buildings for investigating their vulnerability under earthquake. This vulnerability assessment form, whose basic ten parameters used to recognise the main structural system and its fundamental seismic deficiencies are reported in Table 1 with white background, has been adopted with some small adjustments by the Italian National Group Against Earthquakes as first screening tool for vulnerability assessment of masonry and r.c. buildings belonging to historical centres affected by seismic actions.

In order to consider the structural interaction among adjacent buildings, not considered in the cited method, a new form has been ideated. The new survey form appropriately conceived for masonry building aggregates is resulted from adding to the basic ten parameters of the original form new five parameters taking into account interaction effects among aggregate structural units under earthquakes [8, 29]. The new form is still depicted in Table 1, where new five parameters appear on a grey background.

These factors, in part derived from previous studies found in literature [3], are:

1. In elevation interaction;
2. Plan interaction;
3. Number of staggered floors;
4. Structural or typological heterogeneity among adjacent structural units;
5. Percentage difference of opening areas among adjacent facades.

The effect of the above parameters on the behaviour of masonry building compounds has been investigated through macro-element analysis carried out with the TREMURI software [30] on a case study of a historical aggregate within the municipality of Sessa Aurunca in the district of Caserta (Italy) [31].

First of all, the in elevation interaction among adjacent buildings takes into account the different height of adjacent buildings (Fig. 1). Buildings placed between constructions of the same height or higher are the less vulnerable cases because the external constructions provide confinement actions on the building walls considered when they deform in their plane under seismic actions. Contrary, the most dangerous cases are when the building is within two shorter constructions (one and two floors). In fact, in these cases, since the constraining action of adjacent buildings is partially provided only, the central building is free to deform laterally at last levels. In this case, out-of-plane collapse of top storey masonry walls impact on the last floors of adjacent buildings, so to eventually lead towards their failure.

Later on, the planimetric interaction parameter among structural units has been considered. In particular, it is possible to distinguish different positions and, therefore, different behaviour of the buildings, depending on their position in the aggregate. Four different positions of the building, namely isolated (Fig. 2a), within other buildings (Fig. 2b), in the aggregate corner (Fig. 2c) and in a leading position of the aggregate (Fig. 2d), can be distinguished.

The analysis results deriving from macro-element model have shown that the lower vulnerability index is attained when building is within two edifices.

The presence of staggered floors has been contemplated accounting for the effect of pounding caused by floors placed at different heights in adjacent buildings. In order to calibrate the parameter related to the influence of staggered floors among aggregated buildings, the following five conditions have been modelled:

1. total absence of staggered floors (Fig. 3a);
2. presence of one staggered floor (Fig. 3b);
3. presence of two staggered floors at the same level (Fig. 3c);
4. presence of two staggered floors at different levels (Fig. 3d);
5. presence of four staggered floors (Fig. 3e).

This pushing action of floors can cause either damage or out-of-plane collapse of walls. Nevertheless, considering that the height difference among floors is not very considerable, the pounding effect does not produce very important negative consequences on the in-plane behaviour of masonry walls. However, even if in a negligible way, as observed from numerical analyses, the vulnerability index augments as the number of staggered floors increases.

Later on, the parameter regarding either structural or typological heterogeneity among adjacent structural units has been examined. In order to standardise this parameter, the following four possible conditions have been taken into account:

1. aggregate buildings are homogeneous from typological and structural viewpoints (Fig. 4a);
2. the building is adjacent to buildings made of the same material but erected with a construction technique worse than the examined one (Fig. 4b);
3. the building is close to buildings made of the same material but erected with a construction technique better than the examined one (Fig. 4c);
4. the building has a structural typology very different from that of the adjacent one (Fig. 4d).

Recent studies [29] have enabled to understand that the worst condition for a masonry building placed in aggregate is when it is adjacent to a reinforced concrete building and that the best condition comes from a building next to a masonry construction with worst features.

Finally, the parameter accounting for the percentage difference of opening areas among adjacent structural units has been assessed by considering the following five cases:

1. no difference among adjacent facades (Fig. 5a);
2. difference more than 50% (Fig. 5b);
3. difference more than 25% (both sides) (Fig. 5c);
4. difference less than 25% (Fig. 5d);
5. difference more than 25% (from one side only) (Fig. 5e).

The percentage of openings influences the seismic response of the façade. In particular, a large percentage difference of openings between two adjacent facades would influence the distributions of horizontal actions between them. Moreover, it is apparent that the worst condition is achieved when the opening area of the study unit is less than 25% of the adjacent structural units one.

3. THE HISTORICAL CENTRE OF SAN POTITO SANNITICO

San Potito Sannitico is an Italian town with 2,011 residents within the province of Caserta in the Campania region of Italy. It extends on about 22 km² and belongs to the Matese Regional Park (Fig. 6).

The town is placed in the Sannio-Matese territory forming part of the Apennines and it is classified as a high seismicity zone. This part of Apennines, that extends from Abruzzo region to the Basilicata one, is in fact one of the most active seismic areas of Italy. The whole Campania region has been divided into seismic zones with different intensity depending on the peak ground accelerations detected by the geographical coordinates of the project area, which can be modified according to the reference life of structures considered. For a more quick assessment of the seismic hazard of the Campania region, reference to the old seismic classification provided in 2002 can be made. Following this seismic micro-zoning, a base hazard value, expressed in terms of maximum acceleration on rigid ground, is assigned. The whole territory is divided into Zone 1 (red zone), a high seismic intensity area where 129 municipalities fall, Zone 2 (yellow zone), a medium seismicity area where 360 municipalities are located, and Zone 3 (blue zone), a low seismicity area which includes 62 municipalities (Fig. 7).

San Potito taken its name from the homonym saint of the 2^nd Century. The territory was inhabited since antiquity, as evidenced by some archaeological finds. In the fifteenth century it was called Casale Sancti Potiti and depended administratively from the municipality of Piedimonte Matese. In 1615 the town obtained a first and partial administrative autonomy that led to the establishment of an independent municipality in 1749. Since 1862 it is called San Potito Sannitico. During World War II, it escaped physical damage from bombing or ground fighting and it was used as a mustering base for the British 2^nd Battalion Coldstream Guards, who were joined there on 28 March 1944 by 'S' Company Scots Guards. In 1945 he passed from the province of Benevento to that of Caserta.

The historic centre of San Potito Sannitico has ancient origin and taken its actual aspect from spontaneous aggregation of constructions developed over the centuries.

The urban structure is composed by a fairly homogeneous small building system developed along a succession of narrow streets leading to open spaces hosting the most important buildings, having facades richly decorated with stuccos, which were erected in the seventeenth and eighteenth Centuries.

The survey carried out showed that the urban centre of the municipality of San Potito Sannitico is characterized by predominantly masonry buildings, whose constructions has followed a natural process of building aggregation, sometimes incongruous, whose stratifications and changes manifest themselves, in many cases, levels of seismic vulnerability not negligible.

The buildings are grouped into aggregates (approximately 95% of total buildings present in the area), a set of non-homogeneous buildings, interconnected between them, which can interact each to other under seismic actions. These buildings have multiple factors of vulnerability. Among them, the most recognized factors are related to the inhomogeneity of the load bearing masonry structures, which is accompanied by the coexistence of materials with very different characteristics of stiffness and resistance (Fig. 8). It many cases the presence in the walls of an incongruous and brittle binder, which lost over time its characteristics, compromises the static nature of the buildings themselves and, sometimes, of the whole aggregate. Therefore, renovation works to be carried out are planned, they usually leading towards the construction of new structural parts generally not perfectly linked to the existing structures.

The presence of these vulnerability factors increases the possibility of collapse and instability of the historical built-up when subjected to an impacting seismic action. The lack of connections among perimeter walls orthogonal each to other (corners) does not guarantee a global behaviour of the structure. As a negative consequence, in case of earthquake, the activation of the most risky out-of-plane collapse mechanisms (overturning, vertical arch effect, horizontal arch effect, corner overturning), that may invest one or more structural units, can occur [32] (Fig. 9).

In the historical centre of San Potito Sannitico ten building aggregates composed of 43 Structural Units (S.U.) have been herein examined (Fig. 10). Each aggregate is referred to by a letter [A, B, C, D, E, F, G, H, I, L], while the structural units are referred to by a number [1÷8]. In order to assess the vulnerability of these aggregates, some surveys have been performed with the purpose to acquire their photographs and drawings.

The masonry aggregates under study generally develop in elevation from 2 to 3 stories. The inter-storey height is about 3.00-4.00 m for the first level and 3.00-3.50 m for other floors. Horizontal structures are made of either steel-hollow tile floors or timber ones. Instead, roofing structures are often composed of double pitch timber beams with clay tile covering.

Vertical structures are made of tuff or brick masonry squared stones (51%), masonry roughly squared stones and bricks in bad conditions (35%) and masonry irregular stones (14%). Masonry walls usually have constant thickness along the building height, with values between 50 and 70 cm.

In the case under study, the quick methodology has been applied to all the building compounds, but, for the sake of example, only the aggregate H has been examined in detail. It is organised into eight structural units shown in Fig. (11), which are interconnected by means of common walls. They have a material inhomogeneity due to different construction techniques that characterised the town over the years.

The S.U. have also irregularities in elevation, as well as they show the presence of staggered floors due to the different inter-storey height of S.U. belonging to the same aggregate.

The structural units H1, H3 and H4 are buildings of historical interest, which show a good preservation state. The other structural units composing the aggregate are made of ancient structures with obvious degradation signs. The vertical structures are made of squared stones held together by means of binder with poor mechanical characteristics. The horizontal structures do not guarantee an adequate in-plane stiffness and they often are made up of either timber members or steel ones.

The seismic vulnerability of inspected aggregates has been evaluated before considering the S.U. as isolated constructions, by applying the original vulnerability form with ten parameters [28], and after assessing the influence of the interactions with the adjacent S.U., by taking into account the fifteen parameters form also considering the more or less benefits deriving from the aggregate condition [9, 29, 31], also in terms of vibration periods [33]. The latter vulnerability form was developed by some of the Authors starting from damages detected into masonry building compounds after the 2009 L’Aquila earthquake [34, 35]. The vulnerability indices I_v(10) and I_v(15) achieved from the two forms with 10 and 15 parameters, respectively, applied to the selected aggregates, whose plan configurations are depicted in Fig. (12), are shown in Fig. (13).

As it is seen from the histograms above, with respect to the isolated constructions inspected, the seismic vulnerability of aggregated S.U., calculated using the form with 15 parameters, increases for head buildings (A1, B5, …, G1, I1), while the same vulnerability is reduced for buildings that occupy intermediate or corner positions.

This result shows how the interaction with the adjacent buildings has a beneficial effect on the S.U. overall vulnerability, because of the confining effect, offered by contiguous structural units on those landlocked or placed in angle position, able to reduce the propensity at damage. Unlike, the head structural units, that have three free sides, can deform much more under earthquake and, therefore, are subjected to greater damage.

In Fig. (14) the average value of the vulnerability indexes of individual aggregates, calculated by making the mean value of the indexes achieved on single S.U. through the forms with 10 and 15 parameters applied, are shown.

From the analysis of the results is possible to see that the average vulnerability index calculated using only 10 parameters generally underestimates the real aggregate vulnerability, since it does not take into account the mutual interactions among adjacent buildings that, under the global point of view, increase the structural vulnerability.

4. THE DAMAGE SCENARIO

The results obtained by the above expeditious analysis provide a relative assessment of the vulnerability, indicating only what is the susceptibility at damage of a building with respect to another one. In order to assess the damages should be suffered by building aggregates under different earthquakes, the methodology proposed in Lagomarsino and Giovinazzi [3] has been used.

This method is based on the definition of the average damage degree μ_D, a parameter variable between zero and five, where the former and the latter indicate absence of damage and building collapse, respectively. In the case under study, by varying the macro-seismic grade I_s from 7 to 12, the average damage degrees of S.U. belonging to the inspected masonry building compounds have been assessed starting from the vulnerability indices before calculated through the forms with 10 (Fig. 15a) and 15 (Fig. 15b) parameters.

The curves shown in the mentioned figures, called fragility curves [36], are used to estimate the probability of collapse of buildings when they are subjected to seismic actions. From these results it is noticed that the damage distribution for low vulnerability indexes (0 ÷ 0.4) provides for both methods the same results. Contrary, for greater vulnerability indexes, the damage distribution is slightly increased when using the 15 parameters form, as it considers the mutual interactions among buildings belonging to the same aggregate. This result is mainly conditioned from head aggregated S.U., which exhibit much more seismic susceptibility at the damaging effect due to the torsional movements experienced under earthquakes.

The damage maps referred to I_s = 12 for isolated S.U. and aggregated ones are shown in Fig. (16).

In the last figure it is apparent that, when placed into aggregates, some S.U. with intermediate and corner positions show a damage reduction, whereas others in the corners have increased damage levels.

In Fig. (17) the percentage differences in terms of damage among S.U. considered as isolated buildings and the same units grouped into aggregates for I_s = 12 are shown. If average values of these percentage differences are considered, it is achieved that, when inserted within compounds, the damage level is higher for headed buildings (increase of 22.15%), whereas it is reduced for intermediate buildings (decrease of 5.85%) and corner ones (decrease of 18.30%). This confirm the beneficial effect of the aggregate condition for intermediate and corner S.U. Contrary, the aggregate detrimental effect is evident for headed S.U., which show higher damage levels due to the torsion effects typical of compounds with elongated plan layouts.

CONCLUSION

In the paper the seismic vulnerability and damage of an urban sector with ten building aggregates within the historical centre of San Potito Sannitico (district of Caserta) has been presented. First, with reference to a seismic vulnerability analysis, both the basic survey form for isolated constructions and an innovative one for aggregated buildings have been applied to the case study. The analysis results have shown that the aggregate condition reduces the vulnerability of intermediate and corner S.U. and increases the vulnerability of those placed in heading positions. Later on, the damage scenario of inspected aggregates, having seismic vulnerability calculated according to the two applied methods, has been plotted under different grade earthquakes. The percentage differences detected in terms of average damage level between aggregated buildings and isolated ones have shown that, when inserted within compounds, the damage level is higher for headed buildings (increase of 22.15%), whereas it is reduced for intermediate buildings (decrease of 5.85%) and corner ones (decrease of 18.30%). This confirms the beneficial effect of the aggregate condition for intermediate and corner S.U., as well as the detrimental effect evidenced for headed S.U. Moreover, the average value of the vulnerability indexes of individual aggregates, calculated as mean value of those indexes gotten from the forms applied to the inspected S.U., usually underestimates the real aggregate vulnerability when the 10 parameters form is used.

Finally, the fragility curves achieved for S.U. considered as isolated constructions and within compounds provide very similar damage distributions for low vulnerability indexes (0 ÷ 0.4). Contrary, for greater vulnerability indexes, the damage distribution is slightly increased when using the 15 parameters form, as it considers the mutual interactions among buildings belonging to the same aggregate. This outcome is mainly dictated by head aggregated S.U., which show a seismic susceptibility at damage greater than that of isolated S.U. due to the largest torsional movements experienced under earthquakes.

REFERENCES